BSA/AML Compliance Deficiencies

When a financial institution is cited, or is likely to be cited, for BSA/AML compliance deficiencies they often hire a law firm to assist them in addressing regulator's concerns. In these cases, law firms retain Dominion to assist the firm and their client in building the necessary operational AML compliance program components such as transaction monitoring, surveillance, and suspicious activity reporting.

Investigations of Fraud & Wrongdoing

Law firms are frequently retained by corporations and financial institutions to investigate allegations of wrongdoing, including potential money laundering and corruption. Dominion works with law firms to assist in these matters by using our financial crimes investigation experts to uncover and build the facts of a case. Our team is made up of former US and international law enforcement agents, banking operations experts, forensic accountants, and compliance officers.

Expert Witness Testimony

Dominion's senior partners also provide expert witness testimony for law firm clients. Typically, Dominion is retained on behalf of financial institution defending against suits brought by plaintiff's alleging failures of BSA/AML and fraud detection programs.